About us
We provide transformative capital
for emerging global growth companies
seeking to list on senior exchanges
Our team
The Emmis Capital team has extensive investment and capital
markets experience from sourcing and selecting investment
opportunities to helping micro-cap companies enable their
vision and growth objectives.

Peter Goldstein
CEO, Founder
Peter Goldstein
CEO, Founder
Peter Goldstein is a capital markets strategist and serial entrepreneur with over 30 years of leadership across public and private companies. As a seasoned C-suite executive, founder, and investment banker, he brings deep expertise in IPO execution, cross-border M&A, and public company governance. Goldstein has built and led multiple ventures through market cycles, earning recognition as a trusted voice navigating the evolving landscape of Wall Street and global finance.
He is the founder and CEO of Exchange Listing, LLC, guiding emerging growth companies through senior exchange listings on Nasdaq and NYSE.
He is also the founder and CEO of Emmis Capital, a bridge capital fund for financing growth companies listing on Nasdaq and NYSE.
He previously founded and led Grandview Capital, a FINRA-registered investment bank focused on high-impact capital formation for entrepreneurial growth Companies.

David Lowenstein
CFO
David Lowenstein
CFO
Senior executive with broad experience scaling businesses from start-up to IPO and subsequent public and private market success and has particularly strong expertise in mergers and acquisitions, strategic planning as well as both public and private financing and has served on the boards of several public companies.
Mr. Lowenstein was a Co-Founder, Director and Consultant at SOURCECORP (NASDAQ: SRCP) and served in various senior management positions. Mr. Lowenstein was also previously a Director and Audit Chair of Cricket Media (TSX.V: CKT), Board Chairman, Chair of the Compensation and Nominating committees, and Audit committee member of The Princeton Review (NASDAQ: REVU) and has also been a director of CAPITAL ENVIRONMENTAL SERVICES INC. (NASDAQ: CERI).

Allison Tomek
Investor Relations
Allison Tomek
Investor Relations
Allison Tomek is a seasoned investor relations executive, with more than 20 years of experience in investor relations, corporate communications, and corporate governance practices. She has held investor relations and corporate communications roles at NYSE, NASDAQ, the former AMEX, and OTC companies. Her experience covers a variety of industries including railroads, pharmaceuticals, radio frequency identification, glass strengthening technologies, and more. She is well versed in corporate actions including M&A, strategic messaging, and regulatory compliance.
Ms. Tomek began her investor relations and corporate communications career at RailAmerica, an acquirer and operator of short-line and regional railroads. She later went on to lead the investor relations department at Andrx Corporation, a manufacturer and distributor of generic and branded pharmaceuticals through the time of its acquisition by Watson Pharmaceuticals for $1.9 billion. She also established the IR department and participated in the initial public offering for VeriChip Corporation, a provider of RFID technologies for patient identification. Ms. Tomek has also managed the IR function at a couple of OTC companies.
Ms. Tomek served as the two-term president and member of the South Florida chapter of the National Investor Relations Institute. She has also served as corporate secretary for the boards of directors of several public companies and in a director capacity. She earned her Bachelor of Science degree in News/Editorial from the School of Journalism and Mass Communication at the University of Colorado, Boulder.

Seth Farbman
Lead Director
Seth Farbman
Lead director
Seth Farbman is the founder, chairman and president of VStock Transfer LLC since January 2011. He is also the founder of Share Media, LLC since January 2023, and co-chairman of vCheck Global LLC since January 2013. Mr. Farbman was also the co-founder of eSignatureGuarantee LLC from December 2015 to July 2025 and Vcorp Services from April 2008 to October 2016. He holds a B.A from Yeshiva University and J.D. from Cardozo School of Law. We believe that Mr. Farbman’s vast experience with to be listed and listed companies makes him an ideal fit for our Board.

Anna C Mallon
Director
Anna C Mallon
Director
Ms. Mallon a serial entrepreneur, investor, and ecosystem builder with 25+ years of experience supporting founders, funders, and innovators across Asia, Europe, and the U.S. Ms. Mallon’s work spans corporate innovation, startup acceleration, business acquisition, and global investing.

Ken Low
Director
Ken Low
Director
Mr. Low is a senior finance and accounting professional with both private and public market experience, including the Singapore, Australia and US exchanges. Mr. Low has also served on the boards of several public companies in varying capacities.