About us
We provide transformative capital
for emerging global growth companies
seeking to list on senior exchanges
Our team
The Emmis Capital team has extensive investment and capital
markets experience from sourcing and selecting investment
opportunities to helping micro-cap companies enable their
vision and growth objectives.

Bill Caragol
Lead Director
Bill Caragol
Lead director
Mr. Caragol has served as the Chief Financial officer and/or board member of several U.S. publicly listed companies, including as the Chief Financial and Operating Officer of Iron horse Acquisitions, a Special Purpose Acquisition Corp.

Anna C Mallon
Director
Anna C Mallon
Director
Ms. Mallon a serial entrepreneur, investor, and ecosystem builder with 25+ years of experience supporting founders, funders, and innovators across Asia, Europe, and the U.S. Ms. Mallon’s work spans corporate innovation, startup acceleration, business acquisition, and global investing.

Peter Goldstein
CEO, Founder
Peter Goldstein
CEO, Founder
Peter Goldstein is a capital markets strategist and serial entrepreneur with over 30 years of leadership across public and private companies. As a seasoned C-suite executive, founder, and investment banker, he brings deep expertise in IPO execution, cross-border M&A, and public company governance. Goldstein has built and led multiple ventures through market cycles, earning recognition as a trusted voice navigating the evolving landscape of Wall Street and global finance.
He is the founder and CEO of Exchange Listing, LLC, guiding emerging growth companies through senior exchange listings on Nasdaq and NYSE.
He is also the founder and CEO of Emmis Capital, a bridge capital fund for financing growth companies listing on Nasdaq and NYSE.
He previously founded and led Grandview Capital, a FINRA-registered investment bank focused on high-impact capital formation for entrepreneurial growth Companies.

Ken Low
Director
Ken Low
Director
Mr. Low is a senior finance and accounting professional with both private and public market experience, including the Singapore, Australia and US exchanges. Mr. Low has also served on the boards of several public companies in varying capacities.

David Lowenstein
CFO
David Lowenstein
CFO
Senior executive with broad experience scaling businesses from start-up to IPO and subsequent public and private market success and has particularly strong expertise in mergers and acquisitions, strategic planning as well as both public and private financing and has served on the boards of several public companies.
Mr. Lowenstein was a Co-Founder, Director and Consultant at SOURCECORP (NASDAQ: SRCP) and served in various senior management positions. Mr. Lowenstein was also previously a Director and Audit Chair of Cricket Media (TSX.V: CKT), Board Chairman, Chair of the Compensation and Nominating committees, and Audit committee member of The Princeton Review (NASDAQ: REVU) and has also been a director of CAPITAL ENVIRONMENTAL SERVICES INC. (NASDAQ: CERI).